Our CAPA management service portfolio
Many teams stop at the action list. We take CAPAs through to a QA-ready closure: with a named cause, separated action types and an effectiveness criterion defined before implementation – not afterwards.
Entry point
Assessment & triage
First we establish whether the event warrants a CAPA or can be closed as a deviation with an immediate action. Risk, recurrence and regulatory relevance are documented before resources flow into root-cause work.
Outcome: justified CAPA decision with risk classification
- Deviation, OOS, audit finding or incident
- Immediate action vs. CAPA boundary
- Escalation to QA and management
Steering
Coordination in the quality system
We steer the CAPA in your QMS – TrackWise, Veeva Vault, SAP or paper-based. Owners, dates, approvals and communication with QA, the business and authorities stay traceably assigned.
Outcome: CAPA record with status, owners and milestones
- CAPA owner and review cycles
- Links to deviation and change records
- Authority communication prepared
Analysis
Root-cause analysis
We use 5 Why, Ishikawa and fault tree analysis – for IT incidents extended by log and audit trail review. The output is a named cause, not a list of suspicions.
Outcome: root-cause report with method, data basis and cause
- Interviews, process observation, system logs
- Symptom vs. cause separation
- Human factors and organisational drivers
Actions
Correction & prevention
Corrective actions remove the cause; preventive actions stop recurrence on comparable systems or sites. Immediate actions are tracked separately and not sold as CAPA closure.
Outcome: action plan with owner, date and type per action
- Technical, procedural and organisational measures
- Linked to change control and IT administration
- SOP updates and training where needed
Implementation
Implementation & evidence
We implement measures or guide your team: configuration changes, validation tests, process adjustments – always with evidence that lands in the CAPA record.
Outcome: implemented actions with test and approval evidence
- Change control and CSV updates
- Technical delivery by IT specialists
- Documentation ready for filing in the QMS
Closure
Effectiveness check & QA release
The effectiveness criterion is defined before implementation – not retrospectively. We verify that the cause was actually removed and prepare QA closure.
Outcome: CAPA closure report with effectiveness evidence
- Measurable effectiveness criterion
- Follow-up and trend review
- Lessons learned for comparable systems
What sets us apart: We know the difference between containing a symptom and removing a cause – and between CAPA and change control. That is why we close only when QA can stand behind the evidence.
Open CAPA or new finding?
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What is your starting point?
Choose your scenario – you receive the right entry route with references and contact path.
New deviation or OOS
Triage, root cause and action plan – before a deviation becomes an ageing CAPA backlog.
Inspection or audit finding
Structured CAPA after Form 483, warning letter or internal audit – with an evidence chain for QA and authorities.
Recurring incident
When the same disruption returns, the real root cause is usually missing – we go deeper than the last immediate action.
IT or laboratory system
CAPA on LIMS, CDS, MES or lab PCs: audit trail, configuration and process reviewed together.
Overloaded CAPA backlog
Prioritisation, PMO support and uniform templates – so genuine risks do not disappear in the backlog.
CAPA from a single source means one coordination from triage to QA closure – without handovers between analysis, IT implementation and validation.
Reference: CAPA after a critical GxP system deviation. Read the case story
Four action types – clearly separated
In audits, teams often collapse immediate action, correction and prevention. We keep the types cleanly apart – that is the core of robust CAPAs.
Immediate action
Contain the symptom and stop risk – without closing the CAPA prematurely.
Correction (CA)
Remove the cause: technical, procedural or organisational, with evidence.
Prevention (PA)
Stop recurrence on comparable systems, sites or processes.
Effectiveness
Define the criterion before implementation, then verify and close QA-ready.
Who is CAPA support for?
We work for QA, IT system owners and production management in GxP-regulated operations – on deviations affecting computerised systems, recurring laboratory incidents, or findings from inspections and internal audits.
When a CAPA list ages, the missing ingredient is usually capacity for root-cause work and follow-up – not goodwill. We relieve the pressure: one CAPA done properly, or a backlog worked through with structure.
Regulatory framework: EU GMP, ICH and FDA references
CAPA is part of the pharmaceutical quality system and is anchored in several regulations.
- EudraLex Volume 4, EU GMP Guide: Chapter 1 requires corrective and preventive actions including an assessment of their effectiveness.
- ICH Q10, Pharmaceutical Quality System: describes CAPA as a system in its own right alongside deviation and change management.
- 21 CFR Part 820: the medical device quality system regulation, where CAPA is a recurring source of observations.
CAPA and change control: two systems, one goal
CAPA clarifies cause and effectiveness. Change control approves the technical change. They interlock – they do not replace each other.
CAPA
- Root-cause analysis and action plan
- Correction and prevention
- Effectiveness check before closure
Change control
- Impact assessment on the validated system
- Approval, test and documentation of the change
- Closure of technical implementation